Exhibit 1.01
Quantum Corporation
Conflict Minerals Report
Introduction
This is the conflict minerals report for Quantum Corporation (Quantum, we or us) for the calendar year 2015 in accordance with Rule 13p-1 under the Securities Exchange Act (Rule 13p-1).
Quantum is a leading expert in scale-out storage, archive and data protection, providing solutions for capturing, sharing, transforming and preserving digital assets over the entire data lifecycle. Our customers, ranging from small businesses to major enterprises, have trusted us to address their most demanding content workflow challenges. We provide solutions for storing and protecting information in physical, virtual and cloud environments that are designed to help customers Be Certain they have an end-to-end storage foundation to maximize the value of their data by making it accessible whenever and wherever needed, offering indefinite retention and reducing total cost and complexity. Quantums primary hardware products include Scalar® automated tape libraries and DXi® deduplication disk system. A more complete description of our products is included in our Annual Report on Form 10-K filed with the Securities and Exchange Commission.
Quantum hardware products require components that contain tin, tungsten, tantalum and/or gold (3TG) minerals. Accordingly, pursuant to Rule 13p-1, we conducted a reasonable country of origin inquiry (RCOI). Based on our RCOI (described in the Form SD), Quantum determined that 3TG minerals present in certain of its products may have originated in the Democratic Republic of the Congo and adjoining countries (the Covered Countries) and were not from scrap or recycled sources. Therefore, in accordance with Rule 13p-1, Quantum proceeded to engage in due diligence to determine the sources and chain of custody of its 3TG minerals as further described in this report.
Company Management Systems
Policy for Conflict Minerals
We have established and committed to a company statement that explains the importance of the conflict minerals issue and our responsibility for addressing conflict minerals in our supply chain. A copy of our Conflict Minerals Policy is contained in our Environmental Responsibility Report and can be viewed on our companys website at http://www.quantum.com, where the document may be found under Legal on the home page, selecting Ethics & Compliance and then clicking on our Environmental Report under Environmental Responsibility. In addition, Quantum requires compliance contractually in our Purchase Order Terms and Conditions.
Internal Management
Our internal Conflict Minerals team is led by the Environmental Responsibility Manager who implements our Conflict Minerals Sourcing Policy. Quantums Product Management team provides approved supplier lists and contact information. Regular reviews of these efforts are communicated to senior management.
Control systems
As we do not have a direct relationship with 3TG smelters and refiners, we are engaged and actively cooperate with other major manufacturers in our industry, and take advantage of third party industry resources including the Electronics Industry Citizenship Coalition-Global e-Sustainability Initiatives (EICC-GeSI) Conflict Free Sourcing Initiative (CFSI) efforts. Quantum is an active member of the CFSI. Our CFSI membership number is 2391.
The Companys controls with regard to conflict minerals include, but are not limited to, our Code of Conduct (The High Road) which outlines expected behaviors for all Quantum employees, our Supplier Code of Conduct which sets forth our expectations for our suppliers, including that they comply with the Electronics Industry Code of Conduct, our Conflict Minerals Policy and our internal Environmental Requirements Specification which is made available to all our suppliers. These documents detail supplier requirements with respect to, among other things, compliance with our expectations regarding conflict minerals.
Grievance Mechanism
We have multiple longstanding grievance mechanisms whereby employees and suppliers can report violations of Quantums policies, including reports to our ethics committee and our third party hotline. Information about these mechanisms is available in our Code of Conduct which is posted on the investor relations section of our website.
Maintain records
We have adopted a policy to retain documentation relevant to our conflict minerals due diligence and reporting.
Identification and Assessment of Risks in Our Supply Chain
We participate in the following industry-wide initiatives to evaluate and disclose upstream actors in the supply chain: EICC-GeSI and the CFSI. As part of our risk assessment plan and to ensure suppliers understand our expectations, we provide feedback to several of our suppliers regarding reporting that we believe is incomplete or inaccurate.
Quantum requests our suppliers to complete the EICC GeSI conflict minerals reporting template (CMRT). We have determined that this process represents the most reasonable effort to determine the mines or locations of origin of the 3TG in our supply chain.
Risk is assessed by reviewing information contained in the declaration tab of each suppliers CMRT and by comparing the data contained in each suppliers Smelter List against the CFSI Smelter and Refiner list. Quantum utilizes Green Status Pro, a third party resource for data analysis and subsequent Aggregated Declaration and Consolidated Smelter reports. These summary reports help identify risks that need to be addressed.
Due Diligence
We designed our due diligence framework to conform with the internationally recognized due diligence framework provided by The Organization for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict Affected and High-Risk Areas, and related Supplements on Tin, Tantalum and Tungsten and on Gold (collectively, OECD Guidance), specifically as it relates to our position in the minerals supply chain as a downstream purchaser. Below we describe our due diligence processes with respect to Steps 3 and 4 of the OECD Guidance. OECD steps 1, 2 and 5, which are not specifically related to our due diligence, are described in the Form SD and elsewhere in this report.
Design and Implement a Strategy to Respond to Identified Risks
Quantum has an enterprise risk management plan through which the conflict minerals program is implemented, managed and monitored. Updates regarding the risk assessment with respect to conflict minerals and their usage in the supply chain are provided regularly to senior management.
Quantum suppliers provided the EICC GeSI CMRT with varying results. Green Status Pro, a third party evaluation service was used to identify and evaluate smelter data against the data provided by the Conflict-Free Smelter Program. Many data inconsistencies were identified during this process, and verification efforts with the relevant suppliers are ongoing to resolve the data inconsistencies. We also continue to follow up with suppliers that have not yet responded to our requests for 3TG information. We are advising suppliers that failure to adequately respond to our request for 3TG information may result in loss of approved vendor status. If a supplier is not on our approved vendor list, we will not obtain or accept parts from that supplier. However, to date, we have not terminated any suppliers.
We engage with any of our suppliers whom (based on part type and material) we have reason to believe are supplying us with 3TG. Suppliers providing CMRT information that (based on CFSI data) may support conflict in the Covered Countries, are encouraged to establish an alternative source of 3TG that does not support such conflict, as provided in the OECD guidance. The following paragraph is included in Quantums Purchase Order Terms and Conditions: Sellers who manufacture components, parts, or products containing tin, tantalum, tungsten, and/or gold shall define, implement and communicate to sub-suppliers their own Conflict Mineral Policy, outlining their commitment to responsible sourcing and measures for implementation. Sellers shall work with sub-suppliers to ensure traceability of these metals to their country of origin (RCOI). Traceability shall be maintained and recorded for 10 years and provided to Quantum at least once a year, or more frequently if requested by Quantum. Sellers shall ensure that purchased metals originate from smelters validated by Sellers as being conflict mineral free.
Many of our suppliers were unable to represent to us that 3TG from the entities they listed had actually been included in components they supplied to Quantum. In addition, many processing facilities were not validated as in fact being smelters or refiners. We have therefore elected to present only the smelter and refiner names identified by the CFSI in this report. (Table 1). Of those smelters that have been identified, 78% have been found to be CFSI compliant, or Active. Quantum will continue to encourage suppliers to utilize only compliant smelters.
Participate and support third party audit programs
We do not have a direct relationship with 3TG smelters and refiners and do not perform or direct audits of the due diligence practices of these entities within our supply chain. However, we support audits through our participation in various industry initiatives. Quantum is a member (#2391) of the CFSI and compares supplier smelter data with CFSI smelter lists. Quantum considers smelters and refiners identified by the CFSI as Compliant to be Conflict-Free.
Summary
Quantum still has smelters in its supply chain that have not been identified by the CFSI as audited or in the audit process. We continue to work with our suppliers to only have smelters that are actively progressing toward Conflict Free Smelter Program (CFSP) listing. Following our due diligence process this year, we are unable to reach any definitive conclusions regarding our products. However, we expect that our due diligence efforts will continue to improve and yield more complete information, particularly as more smelters and refiners participate in third party audit process.
Annual Reporting
This report will be posted at http://www.quantum.com, where the document may be found by clicking About Us from the home page, selecting Investor Relations and then clicking on Corporate Documents.
Future Measures
During calendar 2016, we have engaged a third party data collection company to collect current data from all our suppliers and we intend to continue to enhance our supplier communication and training information to improve data accuracy and ongoing supplier updates of sourcing information. We are advising suppliers that failure to adequately respond to our request for 3TG information may result in loss of approved vendor status. If a supplier is not on our approved vendor list, we will not obtain or accept parts from that supplier.
Audit
An independent private sector audit of our Conflict Minerals Report was not required for 2015.
Table 1. Smelters recognized by the CFSI reported in Quantum products.
Metal | Smelter Name | Smelter Country | Smelter ID |
Gold | Western Australian Mint trading as The Perth Mint | AUSTRALIA | CID002030 |
Gold | Цgussa Цsterreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | CID002779 |
Gold | Umicore SA Business Unit Precious Metals Refining | BELGIUM | CID001980 |
Gold | AngloGold Ashanti Cуrrego do Sнtio Mineraзгo | BRAZIL | CID000058 |
Gold | Umicore Brasil Ltda. | BRAZIL | CID001977 |
Gold | Asahi Refining Canada Limited | CANADA | CID000924 |
Gold | CCR Refinery - Glencore Canada Corporation | CANADA | CID000185 |
Gold | Royal Canadian Mint | CANADA | CID001534 |
Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA | CID000343 |
Gold | Gansu Seemine Material Hi-Tech Co., Ltd. | CHINA | CID000522 |
Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA | CID001909 |
Gold | Guangdong Jinding Gold Limited | CHINA | CID002312 |
Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA | CID000651 |
Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | CID000671 |
Gold | Heraeus Ltd. Hong Kong | CHINA | CID000707 |
Gold | Hunan Chenzhou Mining Co., Ltd. (Gold) | CHINA | CID000767 |
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | CHINA | CID000801 |
Gold | Jiangxi Copper Company Limited | CHINA | CID000855 |
Gold | Lingbao Gold Company Limited | CHINA | CID001056 |
Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA | CID001058 |
Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | CID001093 |
Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA | CID001149 |
Gold | Metalor Technologies (Suzhou) Ltd. | CHINA | CID001147 |
Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA | CID001362 |
Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA | CID001619 |
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | CID001622 |
Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | CID001736 |
Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA | CID001916 |
Gold | Tongling Nonferrous Metals Group Co., Ltd. | CHINA | CID001947 |
Gold | Yunnan Copper Industry Co., Ltd. | CHINA | CID000197 |
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | CID002224 |
Gold | Zijin Mining Group Co., Ltd. Gold Refinery | CHINA | CID002243 |
Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY | CID000035 |
Gold | Aurubis AG | GERMANY | CID000113 |
Gold | Bauer Walser AG | GERMANY | CID000141 |
Gold | C. Hafner GmbH + Co. KG | GERMANY | CID000176 |
Gold | Doduco | GERMANY | CID000362 |
Gold | Heimerle + Meule GmbH | GERMANY | CID000694 |
Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY | CID000711 |
Gold | SAXONIA Edelmetalle GmbH | GERMANY | CID002777 |
Gold | WIELAND Edelmetalle GmbH | GERMANY | CID002778 |
Gold | MMTC-PAMP India Pvt., Ltd. | INDIA | CID002509 |
Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA | CID001397 |
Gold | Chimet S.p.A. | ITALY | CID000233 |
Gold | Faggi Enrico S.p.A. | ITALY | CID002355 |
Gold | T.C.A S.p.A | ITALY | CID002580 |
Gold | Aida Chemical Industries Co., Ltd. | JAPAN | CID000019 |
Gold | Asahi Pretec Corporation | JAPAN | CID000082 |
Gold | Asaka Riken Co., Ltd. | JAPAN | CID000090 |
Gold | Chugai Mining | JAPAN | CID000264 |
Gold | Dowa (Gold) | JAPAN | CID000401 |
Gold | Eco-System Recycling Co., Ltd. | JAPAN | CID000425 |
Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | CID000807 |
Gold | Japan Mint | JAPAN | CID000823 |
Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN | CID000937 |
Gold | Kojima Chemicals Co., Ltd. | JAPAN | CID000981 |
Gold | Matsuda Sangyo Co., Ltd. | JAPAN | CID001119 |
Gold | Mitsubishi Materials Corporation Gold | JAPAN | CID001188 |
Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN | CID001193 |
Gold | Nihon Material Co., Ltd. | JAPAN | CID001259 |
Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN | CID001325 |
Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN | CID001798 |
Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN | CID001875 |
Gold | Tokuriki Honten Co., Ltd. | JAPAN | CID001938 |
Gold | Yamamoto Precious Metal Co., Ltd. | JAPAN | CID002100 |
Gold | Yokohama Metal Co., Ltd. | JAPAN | CID002129 |
Gold | Aktyubinsk Copper Company TOO | KAZAKHSTAN | CID000028 |
Gold | Kazakhmys Smelting LLC | KAZAKHSTAN | CID000956 |
Gold | Kazzinc | KAZAKHSTAN | CID000957 |
Gold | Daejin Indus Co., Ltd. | KOREA, REPUBLIC OF | CID000328 |
Gold | Do Sung Corporation | KOREA, REPUBLIC OF | CID000359 |
Gold | Hwasung CJ Co., Ltd. | KOREA, REPUBLIC OF | CID000778 |
Gold | Korea Metal Co., Ltd. | KOREA, REPUBLIC OF | CID000988 |
Gold | Korea Zinc Co. Ltd. | KOREA, REPUBLIC OF | CID002605 |
Gold | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF | CID001078 |
Gold | Samduck Precious Metals | KOREA, REPUBLIC OF | CID001555 |
Gold | SAMWON Metals Corp. | KOREA, REPUBLIC OF | CID001562 |
Gold | Torecom | KOREA, REPUBLIC OF | CID001955 |
Gold | Kyrgyzaltyn JSC | KYRGYZSTAN | CID001029 |
Gold | Metahub Industries Sdn. Bhd. | MALAYSIA | CID002821 |
Gold | Caridad | MEXICO | CID000180 |
Gold | METALЪRGICA MET-MEX PECOLES, S.A. DE C.V | MEXICO | CID001161 |
Gold | Schone Edelmetaal B.V. | NETHERLANDS | CID001573 |
Gold | Morris and Watson | NEW ZEALAND | CID002282 |
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | CID000128 |
Gold | KGHM Polska Mied? Spy?ka Akcyjna | POLAND | CID002511 |
Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | CID000927 |
Gold | JSC Uralelectromed | RUSSIAN FEDERATION | CID000929 |
Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | CID001204 |
Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastvetmet) | RUSSIAN FEDERATION | CID001326 |
Gold | OJSC Kolyma Refinery | RUSSIAN FEDERATION | CID001328 |
Gold | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION | CID000493 |
Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | CID001386 |
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | CID001756 |
Gold | L' azurde Company For Jewelry | SAUDI ARABIA | CID001032 |
Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | CID001152 |
Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | CID001512 |
Gold | SEMPSA JoyerНa PlaterΗa SA | SPAIN | CID001585 |
Gold | Boliden AB | SWEDEN | CID000157 |
Gold | Argor-Heraeus SA | SWITZERLAND | CID000077 |
Gold | Cendres + MЙtaux SA | SWITZERLAND | CID000189 |
Gold | Metalor Technologies SA | SWITZERLAND | CID001153 |
Gold | PAMP SA | SWITZERLAND | CID001352 |
Gold | PX PrЙcinox SA | SWITZERLAND | CID001498 |
Gold | Valcambi SA | SWITZERLAND | CID002003 |
Gold | Singway Technology Co., Ltd. | TAIWAN | CID002516 |
Gold | Solar Applied Materials Technology Corp. | TAIWAN | CID001761 |
Gold | Umicore Precious Metals Thailand | THAILAND | CID002314 |
Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | CID000103 |
Gold | Istanbul Gold Refinery | TURKEY | CID000814 |
Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | TURKEY | CID001220 |
Gold | Al Etihad Gold Refinery DMCC | UNITED
ARAB EMIRATES |
CID002560 |
Gold | Emirates Gold DMCC | UNITED
ARAB EMIRATES |
CID002561 |
Gold | Kaloti Precious Metals | UNITED
ARAB EMIRATES |
CID002563 |
Gold | Advanced Chemical Company | UNITED STATES | CID000015 |
Gold | Asahi Refining USA Inc. | UNITED STATES | CID000920 |
Gold | Elemetal Refining, LLC | UNITED STATES | CID001322 |
Gold | Geib Refining Corporation | UNITED STATES | CID002459 |
Gold | Kennecott Utah Copper LLC | UNITED STATES | CID000969 |
Gold | Materion | UNITED STATES | CID001113 |
Gold | Metalor USA Refining Corporation | UNITED STATES | CID001157 |
Gold | Republic Metals Corporation | UNITED STATES | CID002510 |
Gold | Sabin Metal Corp. | UNITED STATES | CID001546 |
Gold | So Accurate Group, Inc. | UNITED STATES | CID001754 |
Gold | United Precious Metal Refining, Inc. | UNITED STATES | CID001993 |
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | CID000041 |
Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | CID001236 |
Tantalum | Plansee SE Liezen | AUSTRIA | CID002540 |
Tantalum | Plansee SE Reutte | AUSTRIA | CID002556 |
Tantalum | LSM Brasil S.A. | BRAZIL | CID001076 |
Tantalum | Minera3Гo Taboca S.A. (Tantalum) | BRAZIL | CID001175 |
Tantalum | Resind Indъstria e ComЙrcio Ltda | BRAZIL | CID002707 |
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA | CID000211 |
Tantalum | Conghua Tantalum and Niobium Smeltry | CHINA | CID000291 |
Tantalum | Duoluoshan | CHINA | CID000410 |
Tantalum | F&X Electro-Materials Ltd. | CHINA | CID000460 |
Tantalum | FIR Metals & Resource Ltd. | CHINA | CID002505 |
Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA | CID000616 |
Tantalum | Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch | CHINA | CID002501 |
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | CID002492 |
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | CID002512 |
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | CID000914 |
Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA | CID000917 |
Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | CID002506 |
Tantalum | King-Tan Tantalum Industry Ltd. | CHINA | CID000973 |
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | CID001277 |
Tantalum | RFH Tantalum Smeltry Co., Ltd. | CHINA | CID001522 |
Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | CID002508 |
Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | CHINA | CID002307 |
Tantalum | Zhuzhou Cemented Carbide | CHINA | CID002232 |
Tantalum | Molycorp Silmet A.S. | ESTONIA | CID001200 |
Tantalum | H.C. Starck GmbH Goslar | GERMANY | CID002545 |
Tantalum | H.C. Starck GmbH Laufenburg | GERMANY | CID002546 |
Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY | CID002547 |
Tantalum | H.C. Starck Smelting GmbH & Co.KG | GERMANY | CID002550 |
Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA | CID001163 |
Tantalum | Global Advanced Metals Aizu | JAPAN | CID002558 |
Tantalum | H.C. Starck Ltd. (JP) | JAPAN | CID002549 |
Tantalum | Mitsui Mining & Smelting | JAPAN | CID001192 |
Tantalum | Taki Chemicals | JAPAN | CID001869 |
Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN | CID001969 |
Tantalum | KEMET Blue Metals | MEXICO | CID002539 |
Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | CID001769 |
Tantalum | H.C. Starck Co., Ltd. (TH) | THAILAND | CID002544 |
Tantalum | D Block Metals, LLC | UNITED STATES | CID002504 |
Tantalum | Exotech Inc. | UNITED STATES | CID000456 |
Tantalum | Global Advanced Metals Boyertown | UNITED STATES | CID002557 |
Tantalum | H.C. Starck Inc. (US) | UNITED STATES | CID002548 |
Tantalum | Hi-Temp Specialty Metals, Inc. | UNITED STATES | CID000731 |
Tantalum | KEMET Blue Powder | UNITED STATES | CID002568 |
Tantalum | QuantumClean | UNITED STATES | CID001508 |
Tantalum | Telex Metals | UNITED STATES | CID001891 |
Tantalum | Tranzact, Inc. | UNITED STATES | CID002571 |
Tin | Metallo-Chimique N.V. | BELGIUM | CID002773 |
Tin | EM Vinto | BOLIVIA | CID000438 |
Tin | Operaciones Metalurgical S.A. | BOLIVIA | CID001337 |
Tin | Cooperativa Metalurgica de Rondфnia Ltda. | BRAZIL | CID000295 |
Tin | Estanho de Rondфnia S.A. | BRAZIL | CID000448 |
Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL | CID002468 |
Tin | Melt Metais e Ligas S/A | BRAZIL | CID002500 |
Tin | Minera3Гo Taboca S.A. (Tin) | BRAZIL | CID001173 |
Tin | Resind Indъstria e ComЙrcio Ltda | BRAZIL | CID002706 |
Tin | Soft Metais Ltda. | BRAZIL | CID001758 |
Tin | White Solder Metalurgia e Minera3Гo Ltda. | BRAZIL | CID002036 |
Tin | China Tin Group Co., Ltd. | CHINA | CID001070 |
Tin | CNMC (Guangxi) PGMA Co., Ltd. | CHINA | CID000278 |
Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA | CID000942 |
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | CID000538 |
Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | CID001908 |
Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA | CID000555 |
Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA | CID000760 |
Tin | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA | CID000244 |
Tin | Linwu Xianggui Ore Smelting Co., Ltd. | CHINA | CID001063 |
Tin | Nankang Nanshan Tin Manufactory Co., Ltd. | CHINA | CID001231 |
Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | CID002158 |
Tin | Yunnan Tin Group (Holding) Company Limited | CHINA | CID002180 |
Tin | Feinhьtte Halsbrьcke GmbH | GERMANY | CID000466 |
Tin | CV Ayi Jaya | INDONESIA | CID002570 |
Tin | CV Gita Pesona | INDONESIA | CID000306 |
Tin | CV Serumpun Sebalai | INDONESIA | CID000313 |
Tin | CV United Smelting | INDONESIA | CID000315 |
Tin | CV Venus Inti Perkasa | INDONESIA | CID002455 |
Tin | PT Alam Lestari Kencana | INDONESIA | CID001393 |
Tin | PT Aries Kencana Sejahtera | INDONESIA | CID000309 |
Tin | PT Artha Cipta Langgeng | INDONESIA | CID001399 |
Tin | PT ATD Makmur Mandiri Jaya | INDONESIA | CID002503 |
Tin | PT Babel Inti Perkasa | INDONESIA | CID001402 |
Tin | PT Bangka Kudai Tin | INDONESIA | CID001409 |
Tin | PT Bangka Prima Tin | INDONESIA | CID002776 |
Tin | PT Bangka Timah Utama Sejahtera | INDONESIA | CID001416 |
Tin | PT Bangka Tin Industry | INDONESIA | CID001419 |
Tin | PT Belitung Industri Sejahtera | INDONESIA | CID001421 |
Tin | PT BilliTin Makmur Lestari | INDONESIA | CID001424 |
Tin | PT Bukit Timah | INDONESIA | CID001428 |
Tin | PT Cipta Persada Mulia | INDONESIA | CID002696 |
Tin | PT DS Jaya Abadi | INDONESIA | CID001434 |
Tin | PT Eunindo Usaha Mandiri | INDONESIA | CID001438 |
Tin | PT Fang Di MulTindo | INDONESIA | CID001442 |
Tin | PT Inti Stania Prima | INDONESIA | CID002530 |
Tin | PT Justindo | INDONESIA | CID000307 |
Tin | PT Karimun Mining | INDONESIA | CID001448 |
Tin | PT Mitra Stania Prima | INDONESIA | CID001453 |
Tin | PT Panca Mega Persada | INDONESIA | CID001457 |
Tin | PT Pelat Timah Nusantara Tbk | INDONESIA | CID001486 |
Tin | PT Prima Timah Utama | INDONESIA | CID001458 |
Tin | PT Refined Bangka Tin | INDONESIA | CID001460 |
Tin | PT Sariwiguna Binasentosa | INDONESIA | CID001463 |
Tin | PT Seirama Tin Investment | INDONESIA | CID001466 |
Tin | PT Stanindo Inti Perkasa | INDONESIA | CID001468 |
Tin | PT Sukses Inti Makmur | INDONESIA | CID002816 |
Tin | PT Sumber Jaya Indah | INDONESIA | CID001471 |
Tin | PT Timah (Persero) Tbk Kundur | INDONESIA | CID001477 |
Tin | PT Timah (Persero) Tbk Mentok | INDONESIA | CID001482 |
Tin | PT Tinindo Inter Nusa | INDONESIA | CID001490 |
Tin | PT Tirus Putra Mandiri | INDONESIA | CID002478 |
Tin | PT Tommy Utama | INDONESIA | CID001493 |
Tin | PT Wahana Perkit Jaya | INDONESIA | CID002479 |
Tin | Dowa (Tin) | JAPAN | CID000402 |
Tin | Mitsubishi Materials Corporation Tin | JAPAN | CID001191 |
Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA | CID001105 |
Tin | Metahub Industries Sdn. Bhd. | MALAYSIA | CID001136 |
Tin | Minsur | PERU | CID001182 |
Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | CID002517 |
Tin | Fenix Metals | POLAND | CID000468 |
Tin | Phoenix Metal Ltd. | RWANDA | CID002507 |
Tin | Elmet S.L.U. (Metallo Group) | SPAIN | CID002774 |
Tin | Rui Da Hung | TAIWAN | CID001539 |
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | CID001314 |
Tin | Thaisarco | THAILAND | CID001898 |
Tin | Alpha | UNITED STATES | CID000292 |
Tin | Metallic Resources, Inc. | UNITED STATES | CID001142 |
Tin | An Thai Minerals Company Limited | VIET NAM | CID002825 |
Tin | An Vinh Joint Stock Mineral Processing Company | VIET NAM | CID002703 |
Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM | CID002572 |
Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM | CID002573 |
Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM | CID002574 |
Tin | VQB Mineral and Trading Group JSC | VIET NAM | CID002015 |
Tungsten | Wolfram Bergbau und Hьtten AG | AUSTRIA | CID002044 |
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | CID002513 |
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | CID000258 |
Tungsten | Dayu Jincheng Tungsten Industry Co., Ltd. | CHINA | CID002518 |
Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CHINA | CID000345 |
Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA | CID000499 |
Tungsten | Ganxian Shirui New Material Co., Ltd. | CHINA | CID002531 |
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | CID000875 |
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | CID002315 |
Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CHINA | CID000868 |
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | CID002494 |
Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | CHINA | CID002536 |
Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | CID000218 |
Tungsten | Hunan Chenzhou Mining Co., Ltd. (Tungsten) | CHINA | CID000766 |
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA | CID002579 |
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin | CHINA | CID002578 |
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | CID000769 |
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | CID002551 |
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | CID002321 |
Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA | CID002313 |
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | CID002318 |
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | CID002317 |
Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CHINA | CID002535 |
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | CID002316 |
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA | CID002319 |
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | CID002320 |
Tungsten | Xiamen Tungsten Co., Ltd. | CHINA | CID002082 |
Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA | CID002095 |
Tungsten | H.C. Starck GmbH | GERMANY | CID002541 |
Tungsten | H.C. Starck Smelting GmbH & Co.KG | GERMANY | CID002542 |
Tungsten | A.L.M.T. TUNGSTEN Corp. | JAPAN | CID000004 |
Tungsten | Japan New Metals Co., Ltd. | JAPAN | CID000825 |
Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION | CID002649 |
Tungsten | Pobedit, JSC | RUSSIAN FEDERATION | CID002532 |
Tungsten | Global Tungsten & Powders Corp. | UNITED STATES | CID000568 |
Tungsten | Kennametal Fallon | UNITED STATES | CID000966 |
Tungsten | Kennametal Huntsville | UNITED STATES | CID000105 |
Tungsten | Niagara Refining LLC | UNITED STATES | CID002589 |
Tungsten | Asia Tungsten Products Vietnam Ltd. | VIET NAM | CID002502 |
Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIET NAM | CID002543 |
Tungsten | Sanher Tungsten Vietnam Co., Ltd. | VIET NAM | CID002538 |
Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM | CID001889 |
Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIET NAM | CID002011 |
Table 2. Country of origin data identified through the CFSI as being associated with smelters in Quantums supply chain. It is likely that we used conflict minerals from many of the following sources as well as some that have not yet been identified. In many cases Quantum received Company Level reporting templates that may include smelters that are not used in Quantum products. When checking smelters that may be in Quantums supply chain with the CFSI compliant smelter sourcing information, the following countries of origin were identified including countries not identified as conflict regions, countries that may have smuggling activity, countries adjoining the DRC and countries that are part of the DRC.
Angola | Germany | Republic of Congo |
Argentina | Guyana | Russia |
Australia | Hungary | Rwanda |
Austria | India | Sierra Leone |
Belgium | Indonesia | Singapore |
Bolivia | Ireland | Slovakia |
Brazil | Israel | South Africa |
Burundi | Japan | South Korea |
Cambodia | Kazakhstan | South Sudan |
Canada | Kenya | Spain |
Central African Republic | Laos | Suriname |
Chile | Luxembourg | Switzerland |
China | Madagascar | Taiwan |
Colombia | Malaysia | Tanzania |
Côte D'Ivoire | Mongolia | Thailand |
Czech Republic | Mozambique | Uganda |
Djibouti | Myanmar | United Kingdom |
Ecuador | Namibia | United States of America |
Egypt | Netherlands | Vietnam |
Estonia | Nigeria | Zambia |
Ethiopia | Peru | Zimbabwe |
France | Portugal |