UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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| Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
Effective on November 9, 2023, Quantum Corporation (the “Company”) appointed Henk Jan Spanjaard to serve as the Company’s Chief Revenue Officer. Mr. Spanjaard has served as the Company’s Vice President, EMEA Sales since July 2020. Prior to that, he held several technology sales leadership roles, including at DriveScale, A10 Networks, Inflobox and NetApp.
On November 9, 2023, John Hurley, the Company’s Chief Revenue Officer, and the Company mutually and amicably agreed that Mr. Hurley will separate from the Company, with Mr. Hurley’s last day expected to be December 1, 2023.
| Item 7.01 | Regulation FD Disclosure. |
On November 16, 2023, the Company announced the transition described in Item 5.02 above. A copy of the announcement is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
The information in this Item 7.01, including Exhibit 99.1 hereto, shall not be incorporated by reference into any filing of the Company under the Securities Act of 1933 or the Securities Exchange Act of 1934 (the “Exchange Act”), whether made before or after the date hereof, regardless of any general incorporation language in such filing, unless expressly incorporated by specific reference in such filing. Furthermore, the information in this Item 7.01, including Exhibit 99.1 hereto, shall not be deemed to be “filed” for purposes of Section 18 of the Exchange Act, or otherwise be subject to the liabilities of that section.
| Item 9.01 | Financial Statements and Exhibits. |
| Exhibit |
Description | |
| 99.1 | Announcement dated November 16, 2023. | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). | |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: November 16, 2023 | QUANTUM CORPORATION | |||||
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By: | /s/ Brian E. Cabrera | ||||
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Name: | Brian E. Cabrera | ||||
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Title: | Senior Vice President, Chief Administrative Officer, and Corporate Secretary | ||||