UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
The following is a brief description of each matter submitted to a vote at the Annual Meeting of the shareholders of Quantum Corporation (the “Company”) held on August 16, 2022, as well as the number of votes with respect to each matter. For more information about these proposals, please refer to the Company’s definitive proxy statement on Schedule 14A filed with the SEC on July 5, 2022.
Proposal 1. The following directors were elected to serve until the 2023 annual meeting or until their successors are elected and duly qualified:
| For | Against | Abstain | Broker Non-Votes | |||||
| James J. Lerner |
55,007,716 | 5,375,782 | 61,734 | 16,964,034 | ||||
| Marc E. Rothman |
55,147,387 | 5,214,239 | 83,606 | 16,964,034 | ||||
| Rebecca J. Jacoby |
55,074,497 | 5,304,074 | 66,661 | 16,964,034 | ||||
| Yue Zhou (“Emily”) White |
55,165,103 | 5,190,915 | 89,214 | 16,964,034 | ||||
| Christopher D. Neumeyer |
59,325,437 | 1,033,292 | 86,503 | 16,964,034 |
Proposal 2. The approval of an amendment to the Amended and Restated Certificate of Incorporation to increase the number of authorized shares of the Company’s common stock from 125,000,000 to 225,000,000 was approved.
| For |
Against |
Abstain | ||
| 70,243,831 | 7,140,246 | 25,189 |
Proposal 3. The compensation of the Company’s named executive officers was approved, on an advisory basis.
| For |
Against |
Abstain |
Broker Non-Votes | |||
| 57,817,859 | 1,446,970 | 1,180,403 | 16,964,034 |
Proposal 4. The appointment of Armanino LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2023 was ratified.
| For |
Against |
Abstain | ||
| 76,484,860 | 298,090 | 626,316 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| Quantum Corporation | ||||||
| (Registrant) | ||||||
| August 22, 2022 |
/s/ Brian E. Cabrera | |||||
| (Date) | Brian E. Cabrera | |||||
| Senior Vice President, Chief Legal and Compliance Officer, and Secretary | ||||||