1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Option
(2)
|
04/01/2011(3)
|
04/01/2017 |
Common Stock
|
100,000
|
$
2.59
|
D
|
|
Non-Qualified Stock Option
(2)
|
07/01/2010(4)
|
07/01/2016 |
Common Stock
|
37,500
|
$
0.98
|
D
|
|
Non-Qualified Stock Option
(2)
|
03/01/2010(5)
|
04/01/2016 |
Common Stock
|
14,584
|
$
0.77
|
D
|
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 85,916 restricted stock units which will vest as follows: 7,500 will vest on 6/1/11, 21,750 will vest on 7/1/11, 20,000 will vest on each of 7/1/12 and 7/1/13, and 8,333 will vest on each of 4/1/12 and 4/1/13. |
(2) |
Right to buy under Rule 16b(3) Plan. |
(3) |
Includes 75,000 stock options that are not vested and will vest monthly at the rate of 1/48 of the original grant amount of 100,000 through 4/1/2014. |
(4) |
Stock options will vest as follows: 25,000 will vest on 7/1/2011 and 12,500 will vest on 7/1/2012. |
(5) |
Includes 11,980 stock options that are not vested and will vest monthly at the rate of 1/48 of the original grant amount of 25,000 through 3/1/2013. |