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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Unit | (2) | 06/30/2007 | A | 35,000 | (3) | (3) | DSS Common Stock | 35,000 | $ 0 | 270,066 | D | ||||
Non Qualified Stock Options | $ 3.17 | 06/30/2007 | A | 105,000 | 07/01/2008(4) | 07/01/2014 | Common Stock (5) | 105,000 | $ 3.17 | 105,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BARRETT BARBARA 1650 TECHNOLOGY DRIVE, SUITE 700 SAN JOSE, CA 95110 |
VP, Human Resources |
/s/ Shawn Hall, Shawn Hall, Attorney in Fact for Barbara Barrett | 07/03/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Surrender of shares to satisfy tax withholding obligations upon vesting of Restricted Stock granted on 6/7/04 and 6/28/05. |
(2) | Restricted Stock Units convert to shares of Common Stock on a 1-for-1 basis. |
(3) | Restricted Stock Units will vest over a period of three (3) years in three equal installments - 33% at each anniversary of the vest begin date as follows: 7/1/08, 7/1/09 and 7/1/10. |
(4) | Stock Options will vest over a period of three (3) years in three equal installments - 33% at each anniversary of the vest begin date as follows: 7/1/08, 7/1/09 and 7/1/10. |
(5) | Right to buy granted under Rule 16b-3 Plan. |