Exhibit 1.01
Quantum Corporation
Conflict Minerals Report for the Calendar Year Ended December 31, 2022
This conflict minerals report contains forward-looking statements. These statements include Quantum’s goals for its conflict minerals program and the actions Quantum intends to take to improve transparency and reporting. All forward-looking statements involve risk and uncertainty. When considering these statements, you should also consider the important factors described in reports and documents Quantum files from time to time with the Securities and Exchange Commission, including the factors described under the sections titled “Risk Factors” in Quantum’s most recently filed Annual and Quarterly Reports on Forms 10-K and 10-Q, respectively. Except as required by law, Quantum disclaims any obligation to update information contained in these forward-looking statements whether as a result of new information, future events, or otherwise. Any references to our website do not incorporate website information unless specifically indicated.

INTRODUCTION

This conflict minerals report for Quantum Corporation (Quantum, we, us, or the Company) is filed for calendar year 2022 (CY22) in accordance with Securities Exchange Act Rule 13p-1 (Rule 13p-1).

Quantum delivers end-to-end solutions to analyze and enrich, store and manage, and protect and preserve unstructured data across its entire lifecycle. We specialize in solutions for video data, images, and other large files because this “unstructured” data represents the vast majority of all data being created, according to leading industry analyst firms. This unstructured data has driven a fundamental shift in the nature of data and the role data plays in every industry. It is exponentially larger than traditional corporate data, contains immense value, and must be captured, protected, and stored for many years, decades, and longer. And it is no longer just about storing data— organizations need to extract value from their data. Locked inside video, imagery, security camera footage, scientific data sets, and other sensor-derived data is a wealth of information for informed decision-making. That’s why organizations need end-to-end solutions that allow them to manage and preserve data for decades and to easily extract insights from it. Whether data lives in the workplace, at the edge, or in the cloud, we provide organizations with the technology, software, and services they need to store, manage, protect, and enrich data throughout its lifecycle. More information about Quantum’s product suite is available at https://www.quantum.com/en/products/.

Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Section 1502) requires Quantum to perform certain due diligence and disclosure activities regarding the use and origin of tin, tantalum, tungsten, and gold (3TG) in our supply chain, if they are deemed necessary to the functionality or production of our products. Quantum’s



We source components and subassemblies containing 3TG from a global supply base that includes distributors, value-added resellers, original equipment manufacturers, original design manufacturers, contract manufacturers, and parts brokers. Our suppliers are responsible for procuring most of the raw materials used in the production process. We must therefore rely on our supply chain partners to provide information on their 3TG sources.

In accordance with Section 1502 and Rule 13p-1, we have undertaken a reasonable country of origin inquiry (RCOI) into the 3TG present in our CY22 supply chain. The RCOI is intended to determine whether these minerals may have originated from the Democratic Republic of the Congo or adjoining countries (Covered Countries), or from recycled or scrap sources. As part of the RCOI, we conducted the due diligence measures described below.

DUE DILIGENCE RESULTS

Our RCOI process is designed in good faith to produce due diligence results. That said, we are unable to guarantee that there are no inaccuracies, incompleteness, or falsities in the conflict minerals reporting templates (CMRTs) we receive, despite our reasonable efforts to review them. In addition, since most suppliers provide company-level CMRTs rather than versions specific to components sold to Quantum, we are unable to reasonably determine that all of the identified 3TG sources are actually incorporated into our products.

Based on the information available to us, we are unable to reasonably and reliably ascertain the source and chain of custody of all 3TG necessary to the functionality or production of our products. However, we have not identified any instances in which our sourcing of necessary conflict minerals directly or indirectly financed or benefitted armed groups in the Covered Countries. We also do not believe that the 3TG used in our products originated from recycled or scrap sources.

We expect our supply chain to use only smelters or refiners that have achieved or are actively progressing toward RMI conflict-free status. We continue to believe that over time, our due diligence efforts will incrementally improve and yield more complete information, particularly as suppliers improve the accuracy of their own data and more smelters and refiners participate in a third-party audit process.

An independent private sector audit of our conflict minerals report was not required for CY22.

DUE DILIGENCE PROCEDURES



Our due diligence procedures are designed to materially conform with the Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Third Edition. Specifically, our 3TG due diligence measures include:

1. Establishing strong company management systems;
2. Identifying and assessing supply chain risk;
3. Designing and implementing a strategy to respond to identified risks;
4. Supporting industry organizations that perform independent audits of supply chain due diligence; and
5. Publicly reporting on these activities.

We establish strong company management systems.
1.We require suppliers to comply with our Environmental Requirements Specification and Business Partner Code of Conduct, which mandate adherence to applicable conflict minerals regulations. We also expect suppliers to comply with the Responsible Business Alliance Code of Conduct.
2.Our internal conflict minerals management processes are led by our legal department, with assistance from our supply chain and engineering teams. We periodically update senior management regarding the status of our conflict minerals compliance efforts.
3.As we do not have direct relationships with 3TG smelters and refiners, we leverage third-party industry resources including our Responsible Minerals Initiative (RMI) membership to obtain facility information and influence supply chain practices. In CY22, we also contracted with GreenSoft Technology, Inc. (GreenSoft) to help us gather, analyze, and address conflict minerals data and compliance status.
4.We have longstanding grievance mechanisms allowing employees and suppliers to report violations of our policies to our internal ethics committee and our anonymous third-party reporting hotline. Information about these mechanisms is available in our code of conduct, which is posted on the Investor Relations section of our website.
5.We retain records relevant to our 3TG due diligence and reporting efforts.

We identify and assess supply chain risk.
1.We maintain RMI membership to evaluate and disclose identified smelters and refiners in our supply chain as part of our risk assessment plan. We provide feedback, either directly or through GreenSoft, to applicable suppliers when we believe reporting may be incomplete, inaccurate, or that identified 3TG sources were not participating in a conflict-free supply chain.


2.We ask our suppliers to report supply chain data using the current version of the RMI CMRT. We have determined that requiring CMRTs represents the most reasonable and consistent approach to identifying 3TG origins in our supply chain. We have historically focused on obtaining CMRTs from at least 80% of the suppliers we identify as providing components or parts actively used in our products. We obtained responses from 94% of the suppliers contacted for CY22 data, excluding those whose products do not include 3TG.
3.We assess risk by reviewing each supplier’s CMRT and comparing it to relevant RMI facility databases. In CY22, we utilized GreenSoft to gather, analyze, and aggregate CMRT data, helping to identify risks associated with unvalidated smelters and refiners in our supply chain.
4.Many of our suppliers and contract manufactures are Responsible Business Alliance members and require compliance with its code of conduct in their own supply chains.

We design and implement a strategy to respond to identified risks.
1.We implement, manage, and monitor conflict minerals compliance as part of our larger corporate compliance program. Updates regarding risks arising from 3TG in the supply chain are periodically provided to members of the senior management team.
2.Our suppliers and contract manufacturers are required to provide CMRTs and support a conflict-free supply chain. We engage GreenSoft to identify and evaluate smelter and refiner data included on CMRTs against assessments in the RMI database and request corrections from suppliers where we identify data inconsistencies or inaccuracies.
3.We request data from suppliers we reasonably believe, based on part type and material, supply us with 3TG. Suppliers providing CMRTs that suggest their supply chains may support conflict in the Covered Countries are encouraged to establish alternative 3TG sources.
4.Some suppliers are unable to represent to us that 3TG facilities identified in their CMRTs actually relate to components supplied to us. In addition, some facilities are not confirmed to be verified smelters or refiners. Of those locations that we verified, 77% are conformant, active, under review, or in communication with RMI. We will continue to encourage suppliers to utilize only RMI conformant smelters in their supply chains.

We support industry organizations that perform independent audits of supply chain due diligence.
We do not have a direct relationship with 3TG smelters and refiners in our supply chain and do not perform or control audits of their practices. We are an RMI member and compare supplier CMRTs with RMI databases as described above. We consider smelters and refiners identified by the RMI as conformant to be conflict-free.



We publicly report on due diligence activities.
A copy of our conflict minerals report is available at https://investors.quantum.com/financial-information/sec-filings.

OUR ONGOING RISK MITIGATION EFFORTS

We expect to continue improving our supply chain due diligence efforts to mitigate the risk that the necessary 3TG in our products benefit armed groups in the Covered Countries. Among other things, those measures may include:
1.Assessing the presence of 3TG in our supply chain and requesting supplier updates on their efforts to reduce 3TG sourced from Covered Countries in our supply chain.
2.Clearly communicating our expectations for supplier sourcing performance and transparency and requiring 3TG compliance processes in new supplier qualifications.
3.Increasing the quality of information in RCOI responses and continuing to compare RCOI results to information collected via independent validation programs.
4.Providing internal and external training about our responsible sourcing efforts.


Table 1 - Potential Smelters and Refiners Used and Country of Origin Data
The information provided in the table below represents data aggregated from CMRTs received from our supply chain, and includes only entities which RMI recognizes as valid smelters or refiners. Inclusion on this list is not intended to confirm that conflict minerals were actually provided for use in Quantum products. We cannot rule out that there are entries in the list below that do not relate directly to our products.
Smelter ID
Metal (*)
Standard Smelter Name
Country Location
RMAP Audit Status
CID000015
Gold
Advanced Chemical Company
UNITED STATES OF AMERICA
Conformant
CID000019
Gold
Aida Chemical Industries Co., Ltd.
JAPAN
Conformant
CID000035
Gold
Agosi AG
GERMANY
Conformant
CID000041
Gold
Almalyk Mining and Metallurgical Complex (AMMC)
UZBEKISTAN
Conformant
CID000058
Gold
AngloGold Ashanti Corrego do Sitio Mineracao
BRAZIL
Conformant
CID000077
Gold
Argor-Heraeus S.A.
SWITZERLAND
Conformant
CID000082
Gold
Asahi Pretec Corp.
JAPAN
Conformant
CID000090
Gold
Asaka Riken Co., Ltd.
JAPAN
Conformant
CID000103
Gold
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
TURKEY
Outreach Required
CID000113
Gold
Aurubis AG
GERMANY
Conformant
CID000128
Gold
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
PHILIPPINES
Conformant
CID000157
Gold
Boliden AB
SWEDEN
Conformant
CID000176
Gold
C. Hafner GmbH + Co. KG
GERMANY
Conformant
CID000180
Gold
Caridad
MEXICO
Outreach Required
CID000185
Gold
CCR Refinery - Glencore Canada Corporation
CANADA
Conformant
CID000189
Gold
Cendres + Metaux S.A.
SWITZERLAND
Non Conformant


CID000197
Gold
Yunnan Copper Industry Co., Ltd.
CHINA
Outreach Required
CID000233
Gold
Chimet S.p.A.
ITALY
Conformant
CID000264
Gold
Chugai Mining
JAPAN
Conformant
CID000343
Gold
Daye Non-Ferrous Metals Mining Ltd.
CHINA
In Communication
CID000359
Gold
DSC (Do Sung Corporation)
KOREA, REPUBLIC OF
Conformant
CID000401
Gold
Dowa
JAPAN
Conformant
CID000425
Gold
Eco-System Recycling Co., Ltd. East Plant
JAPAN
Conformant
CID000493
Gold
JSC Novosibirsk Refinery
RUSSIAN FEDERATION
Due Diligence Review
CID000522
Gold
Refinery of Seemine Gold Co., Ltd.
CHINA
Outreach Required
CID000651
Gold
Guoda Safina High-Tech Environmental Refinery Co., Ltd.
CHINA
Outreach Required
CID000671
Gold
Hangzhou Fuchunjiang Smelting Co., Ltd.
CHINA
Outreach Required
CID000689
Gold
LT Metal Ltd.
KOREA, REPUBLIC OF
Conformant
CID000694
Gold
Heimerle + Meule GmbH
GERMANY
Conformant
CID000707
Gold
Heraeus Metals Hong Kong Ltd.
CHINA
Conformant
CID000711
Gold
Heraeus Germany GmbH Co. KG
GERMANY
Conformant
CID000767
Gold
Hunan Chenzhou Mining Co., Ltd.
CHINA
Outreach Required
CID000773
Gold
Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.
CHINA
Outreach Required
CID000778
Gold
HwaSeong CJ Co., Ltd.
KOREA, REPUBLIC OF
Communication Suspended
CID000801
Gold
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.
CHINA
Conformant
CID000807
Gold
Ishifuku Metal Industry Co., Ltd.
JAPAN
Conformant
CID000814
Gold
Istanbul Gold Refinery
TURKEY
Conformant
CID000823
Gold
Japan Mint
JAPAN
Conformant
CID000855
Gold
Jiangxi Copper Co., Ltd.
CHINA
Conformant
CID000920
Gold
Asahi Refining USA Inc.
UNITED STATES OF AMERICA
Conformant
CID000924
Gold
Asahi Refining Canada Ltd.
CANADA
Conformant
CID000927
Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
RUSSIAN FEDERATION
Due Diligence Review
CID000929
Gold
JSC Uralelectromed
RUSSIAN FEDERATION
Due Diligence Review
CID000937
Gold
JX Nippon Mining & Metals Co., Ltd.
JAPAN
Conformant
CID000956
Gold
Kazakhmys Smelting LLC
KAZAKHSTAN
In Communication
CID000957
Gold
Kazzinc
KAZAKHSTAN
Conformant
CID000969
Gold
Kennecott Utah Copper LLC
UNITED STATES OF AMERICA
Conformant
CID000981
Gold
Kojima Chemicals Co., Ltd.
JAPAN
Conformant
CID001029
Gold
Kyrgyzaltyn JSC
KYRGYZSTAN
Non Conformant
CID001032
Gold
L'azurde Company For Jewelry
SAUDI ARABIA
Due Diligence Review
CID001056
Gold
Lingbao Gold Co., Ltd.
CHINA
Outreach Required
CID001058
Gold
Lingbao Jinyuan Tonghui Refinery Co., Ltd.
CHINA
Outreach Required
CID001078
Gold
LS-NIKKO Copper Inc.
KOREA, REPUBLIC OF
Conformant
CID001093
Gold
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
CHINA
Outreach Required
CID001113
Gold
Materion
UNITED STATES OF AMERICA
Conformant
CID001119
Gold
Matsuda Sangyo Co., Ltd.
JAPAN
Conformant
CID001147
Gold
Metalor Technologies (Suzhou) Ltd.
CHINA
Conformant
CID001149
Gold
Metalor Technologies (Hong Kong) Ltd.
CHINA
Conformant
CID001152
Gold
Metalor Technologies (Singapore) Pte., Ltd.
SINGAPORE
Conformant
CID001153
Gold
Metalor Technologies S.A.
SWITZERLAND
Conformant
CID001157
Gold
Metalor USA Refining Corporation
UNITED STATES OF AMERICA
Conformant
CID001161
Gold
Metalurgica Met-Mex Penoles S.A. De C.V.
MEXICO
Conformant
CID001188
Gold
Mitsubishi Materials Corporation
JAPAN
Conformant


CID001193
Gold
Mitsui Mining and Smelting Co., Ltd.
JAPAN
Conformant
CID001204
Gold
Moscow Special Alloys Processing Plant
RUSSIAN FEDERATION
Due Diligence Review
CID001220
Gold
Nadir Metal Rafineri San. Ve Tic. A.S.
TURKEY
Conformant
CID001236
Gold
Navoi Mining and Metallurgical Combinat
UZBEKISTAN
Conformant
CID001259
Gold
Nihon Material Co., Ltd.
JAPAN
Conformant
CID001325
Gold
Ohura Precious Metal Industry Co., Ltd.
JAPAN
Conformant
CID001326
Gold
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)
RUSSIAN FEDERATION
Due Diligence Review
CID001352
Gold
PAMP S.A.
SWITZERLAND
Conformant
CID001362
Gold
Penglai Penggang Gold Industry Co., Ltd.
CHINA
Outreach Required
CID001386
Gold
Prioksky Plant of Non-Ferrous Metals
RUSSIAN FEDERATION
Due Diligence Review
CID001397
Gold
PT Aneka Tambang (Persero) Tbk
INDONESIA
Conformant
CID001498
Gold
PX Precinox S.A.
SWITZERLAND
Conformant
CID001512
Gold
Rand Refinery (Pty) Ltd.
SOUTH AFRICA
Conformant
CID001534
Gold
Royal Canadian Mint
CANADA
Conformant
CID001546
Gold
Sabin Metal Corp.
UNITED STATES OF AMERICA
Communication Suspended
CID001555
Gold
Samduck Precious Metals
KOREA, REPUBLIC OF
Non Conformant
CID001562
Gold
SAMWON METALS Corp.
KOREA, REPUBLIC OF
Communication Suspended
CID001585
Gold
SEMPSA Joyeria Plateria S.A.
SPAIN
Conformant
CID001619
Gold
Shandong Tiancheng Biological Gold Industrial Co., Ltd.
CHINA
Outreach Required
CID001622
Gold
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
CHINA
Conformant
CID001736
Gold
Sichuan Tianze Precious Metals Co., Ltd.
CHINA
Conformant
CID001756
Gold
SOE Shyolkovsky Factory of Secondary Precious Metals
RUSSIAN FEDERATION
Due Diligence Review
CID001761
Gold
Solar Applied Materials Technology Corp.
TAIWAN, PROVINCE OF CHINA
Conformant
CID001798
Gold
Sumitomo Metal Mining Co., Ltd.
JAPAN
Conformant
CID001810
Gold
Super Dragon Technology Co., Ltd.
TAIWAN, PROVINCE OF CHINA
Outreach Required
CID001875
Gold
Tanaka Kikinzoku Kogyo K.K.
JAPAN
Conformant
CID001909
Gold
Great Wall Precious Metals Co., Ltd. of CBPM
CHINA
Outreach Required
CID001916
Gold
Shandong gold smelting Co., Ltd.
CHINA
Conformant
CID001938
Gold
Tokuriki Honten Co., Ltd.
JAPAN
Conformant
CID001947
Gold
Tongling Nonferrous Metals Group Co., Ltd.
CHINA
Outreach Required
CID001955
Gold
Torecom
KOREA, REPUBLIC OF
Conformant
CID001980
Gold
Umicore S.A. Business Unit Precious Metals Refining
BELGIUM
Conformant
CID001993
Gold
United Precious Metal Refining, Inc.
UNITED STATES OF AMERICA
Conformant
CID002003
Gold
Valcambi S.A.
SWITZERLAND
Conformant
CID002030
Gold
Western Australian Mint (T/a The Perth Mint)
AUSTRALIA
Conformant
CID002100
Gold
Yamakin Co., Ltd.
JAPAN
Conformant
CID002129
Gold
Yokohama Metal Co., Ltd.
JAPAN
Conformant
CID002224
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
CHINA
Conformant
CID002243
Gold
Gold Refinery of Zijin Mining Group Co., Ltd.
CHINA
Conformant
CID002282
Gold
Morris and Watson
NEW ZEALAND
In Communication
CID002290
Gold
Safina a.s.
CZECHIA
Conformant
CID002312
Gold
Guangdong Jinding Gold Limited
CHINA
Outreach Required
CID002314
Gold
Umicore Precious Metals Thailand
THAILAND
Non Conformant
CID002459
Gold
Geib Refining Corporation
UNITED STATES OF AMERICA
Conformant
CID002509
Gold
MMTC-PAMP India Pvt., Ltd.
INDIA
Conformant
CID002511
Gold
KGHM Polska Miedz Spolka Akcyjna
POLAND
Conformant


CID002515
Gold
Fidelity Printers and Refiners Ltd.
ZIMBABWE
Due Diligence Review
CID002516
Gold
Singway Technology Co., Ltd.
TAIWAN, PROVINCE OF CHINA
Non Conformant
CID002525
Gold
Shandong Humon Smelting Co., Ltd.
CHINA
Outreach Required
CID002527
Gold
Shenzhen Zhonghenglong Real Industry Co., Ltd.
CHINA
Outreach Required
CID002560
Gold
Al Etihad Gold Refinery DMCC
UNITED ARAB EMIRATES
Conformant
CID002561
Gold
Emirates Gold DMCC
UNITED ARAB EMIRATES
Conformant
CID002562
Gold
International Precious Metal Refiners
UNITED ARAB EMIRATES
In Communication
CID002563
Gold
Kaloti Precious Metals
UNITED ARAB EMIRATES
Due Diligence Review
CID002567
Gold
Sudan Gold Refinery
SUDAN
Outreach Required
CID002580
Gold
T.C.A S.p.A
ITALY
Conformant
CID002582
Gold
REMONDIS PMR B.V.
NETHERLANDS
Conformant
CID002584
Gold
Fujairah Gold FZC
UNITED ARAB EMIRATES
Outreach Required
CID002587
Gold
Industrial Refining Company
BELGIUM
Non Conformant
CID002588
Gold
Shirpur Gold Refinery Ltd.
INDIA
Outreach Required
CID002605
Gold
Korea Zinc Co., Ltd.
KOREA, REPUBLIC OF
Conformant
CID002606
Gold
Marsam Metals
BRAZIL
Non Conformant
CID002615
Gold
TOO Tau-Ken-Altyn
KAZAKHSTAN
Conformant
CID002708
Gold
Abington Reldan Metals, LLC
UNITED STATES OF AMERICA
Conformant
CID002750
Gold
Shenzhen CuiLu Gold Co., Ltd.
CHINA
Outreach Required
CID002760
Gold
Albino Mountinho Lda.
PORTUGAL
Outreach Required
CID002761
Gold
SAAMP
FRANCE
Conformant
CID002762
Gold
L'Orfebre S.A.
ANDORRA
Conformant
CID002763
Gold
8853 S.p.A.
ITALY
Non Conformant
CID002765
Gold
Italpreziosi
ITALY
Conformant
CID002778
Gold
WIELAND Edelmetalle GmbH
GERMANY
Conformant
CID002779
Gold
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH
AUSTRIA
Conformant
CID002850
Gold
AU Traders and Refiners
SOUTH AFRICA
Non Conformant
CID002852
Gold
GGC Gujrat Gold Centre Pvt. Ltd.
INDIA
Active
CID002853
Gold
Sai Refinery
INDIA
Outreach Required
CID002857
Gold
Modeltech Sdn Bhd
MALAYSIA
Non Conformant
CID002863
Gold
Bangalore Refinery
INDIA
Conformant
CID002865
Gold
KYSHTYM COPPER-ELECTROLYTIC PLANT ZAO
RUSSIAN FEDERATION
Due Diligence Review
CID002867
Gold
Degussa Sonne / Mond Goldhandel GmbH
GERMANY
Outreach Required
CID002872
Gold
Pease & Curren
UNITED STATES OF AMERICA
Communication Suspended
CID002893
Gold
JALAN & Company
INDIA
Outreach Required
CID002918
Gold
SungEel HiMetal Co., Ltd.
KOREA, REPUBLIC OF
Conformant
CID002919
Gold
Planta Recuperadora de Metales SpA
CHILE
Conformant
CID002920
Gold
ABC Refinery Pty Ltd.
AUSTRALIA
Outreach Required
CID002973
Gold
Safimet S.p.A
ITALY
Non Conformant
CID003153
Gold
State Research Institute Center for Physical Sciences and Technology
LITHUANIA
Outreach Required
CID003185
Gold
African Gold Refinery
UGANDA
Due Diligence Review
CID003186
Gold
Gold Coast Refinery
GHANA
Outreach Required
CID003189
Gold
NH Recytech Company
KOREA, REPUBLIC OF
Conformant
CID003324
Gold
QG Refining, LLC
UNITED STATES OF AMERICA
Outreach Required
CID003348
Gold
Dijllah Gold Refinery FZC
UNITED ARAB EMIRATES
Outreach Required
CID003382
Gold
CGR Metalloys Pvt Ltd.
INDIA
Outreach Required


CID003383
Gold
Sovereign Metals
INDIA
Outreach Required
CID003421
Gold
C.I Metales Procesados Industriales SAS
COLOMBIA
Active
CID003424
Gold
Eco-System Recycling Co., Ltd. North Plant
JAPAN
Conformant
CID003425
Gold
Eco-System Recycling Co., Ltd. West Plant
JAPAN
Conformant
CID003461
Gold
Augmont Enterprises Private Limited
INDIA
Active
CID003463
Gold
Kundan Care Products Ltd.
INDIA
In Communication
CID003487
Gold
Emerald Jewel Industry India Limited (Unit 1)
INDIA
In Communication
CID003488
Gold
Emerald Jewel Industry India Limited (Unit 2)
INDIA
In Communication
CID003489
Gold
Emerald Jewel Industry India Limited (Unit 3)
INDIA
In Communication
CID003490
Gold
Emerald Jewel Industry India Limited (Unit 4)
INDIA
In Communication
CID003497
Gold
K.A. Rasmussen
NORWAY
Outreach Required
CID003500
Gold
Alexy Metals
UNITED STATES OF AMERICA
Active
CID003529
Gold
Sancus ZFS (L’Orfebre, SA)
COLOMBIA
Conformant
CID003540
Gold
Sellem Industries Ltd.
MAURITANIA
Communication Suspended
CID003548
Gold
MD Overseas
INDIA
In Communication
CID003557
Gold
Metallix Refining Inc.
UNITED STATES OF AMERICA
In Communication
CID003575
Gold
Metal Concentrators SA (Pty) Ltd.
SOUTH AFRICA
Conformant
CID003615
Gold
WEEEREFINING
FRANCE
Active
CID003641
Gold
Gold by Gold Colombia
COLOMBIA
Conformant
CID003663
Gold
Dongwu Gold Group
CHINA
Outreach Required
CID000460
Tantalum
F&X Electro-Materials Ltd.
CHINA
Conformant
CID000616
Tantalum
XIMEI RESOURCES (GUANGDONG) LIMITED
CHINA
Conformant
CID000914
Tantalum
JiuJiang JinXin Nonferrous Metals Co., Ltd.
CHINA
Conformant
CID000917
Tantalum
Jiujiang Tanbre Co., Ltd.
CHINA
Conformant
CID001076
Tantalum
AMG Brasil
BRAZIL
Conformant
CID001163
Tantalum
Metallurgical Products India Pvt., Ltd.
INDIA
Conformant
CID001175
Tantalum
Mineracao Taboca S.A.
BRAZIL
Conformant
CID001193
Tantalum
Mitsui Mining and Smelting Co., Ltd.
JAPAN
Conformant
CID001200
Tantalum
NPM Silmet AS
ESTONIA
Conformant
CID001277
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
CHINA
Conformant
CID001508
Tantalum
QuantumClean
UNITED STATES OF AMERICA
Conformant
CID001522
Tantalum
Yanling Jincheng Tantalum & Niobium Co., Ltd.
CHINA
Conformant
CID001769
Tantalum
Solikamsk Magnesium Works OAO
RUSSIAN FEDERATION
Due Diligence Review
CID001869
Tantalum
Taki Chemical Co., Ltd.
JAPAN
Conformant
CID001891
Tantalum
Telex Metals
UNITED STATES OF AMERICA
Conformant
CID001969
Tantalum
Ulba Metallurgical Plant JSC
KAZAKHSTAN
Conformant
CID002492
Tantalum
Hengyang King Xing Lifeng New Materials Co., Ltd.
CHINA
Conformant
CID002504
Tantalum
D Block Metals, LLC
UNITED STATES OF AMERICA
Conformant
CID002505
Tantalum
FIR Metals & Resource Ltd.
CHINA
Conformant
CID002506
Tantalum
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
CHINA
Conformant
CID002508
Tantalum
XinXing HaoRong Electronic Material Co., Ltd.
CHINA
Conformant
CID002512
Tantalum
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
CHINA
Conformant
CID002539
Tantalum
KEMET de Mexico
MEXICO
Conformant
CID002544
Tantalum
TANIOBIS Co., Ltd.
THAILAND
Conformant
CID002545
Tantalum
TANIOBIS GmbH
GERMANY
Conformant
CID002548
Tantalum
H.C. Starck Inc.
UNITED STATES OF AMERICA
Conformant
CID002549
Tantalum
TANIOBIS Japan Co., Ltd.
JAPAN
Conformant
CID002550
Tantalum
TANIOBIS Smelting GmbH & Co. KG
GERMANY
Conformant
CID002557
Tantalum
Global Advanced Metals Boyertown
UNITED STATES OF AMERICA
Conformant


CID002558
Tantalum
Global Advanced Metals Aizu
JAPAN
Conformant
CID002707
Tantalum
Resind Industria e Comercio Ltda.
BRAZIL
Conformant
CID002842
Tantalum
Jiangxi Tuohong New Raw Material
CHINA
Conformant
CID003583
Tantalum
RFH Yancheng Jinye New Material Technology Co., Ltd.
CHINA
Conformant
CID003926
Tantalum
5D Production OU
ESTONIA
Outreach Required
CID000228
Tin
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.
CHINA
Conformant
CID000292
Tin
Alpha
UNITED STATES OF AMERICA
Conformant
CID000309
Tin
PT Aries Kencana Sejahtera
INDONESIA
Conformant
CID000401
Tin
Dowa
JAPAN
Conformant
CID000438
Tin
EM Vinto
BOLIVIA (PLURINATIONAL STATE OF)
Conformant
CID000448
Tin
Estanho de Rondonia S.A.
BRAZIL
Conformant
CID000468
Tin
Fenix Metals
POLAND
Conformant
CID000538
Tin
Gejiu Non-Ferrous Metal Processing Co., Ltd.
CHINA
Conformant
CID000555
Tin
Gejiu Zili Mining And Metallurgy Co., Ltd.
CHINA
Non Conformant
CID000942
Tin
Gejiu Kai Meng Industry and Trade LLC
CHINA
Non Conformant
CID001070
Tin
China Tin Group Co., Ltd.
CHINA
Conformant
CID001105
Tin
Malaysia Smelting Corporation (MSC)
MALAYSIA
Conformant
CID001142
Tin
Metallic Resources, Inc.
UNITED STATES OF AMERICA
Conformant
CID001175
Tin
Mineracao Taboca S.A.
BRAZIL
Conformant
CID001182
Tin
Minsur
PERU
Conformant
CID001188
Tin
Mitsubishi Materials Corporation
JAPAN
Conformant
CID001231
Tin
Jiangxi New Nanshan Technology Ltd.
CHINA
Conformant
CID001305
Tin
Novosibirsk Processing Plant Ltd.
RUSSIAN FEDERATION
Due Diligence Review
CID001314
Tin
O.M. Manufacturing (Thailand) Co., Ltd.
THAILAND
Conformant
CID001337
Tin
Operaciones Metalurgicas S.A.
BOLIVIA (PLURINATIONAL STATE OF)
Conformant
CID001399
Tin
PT Artha Cipta Langgeng
INDONESIA
Conformant
CID001402
Tin
PT Babel Inti Perkasa
INDONESIA
Conformant
CID001406
Tin
PT Babel Surya Alam Lestari
INDONESIA
Conformant
CID001421
Tin
PT Belitung Industri Sejahtera
INDONESIA
Active
CID001428
Tin
PT Bukit Timah
INDONESIA
Conformant
CID001453
Tin
PT Mitra Stania Prima
INDONESIA
Conformant
CID001457
Tin
PT Panca Mega Persada
INDONESIA
In Communication
CID001458
Tin
PT Prima Timah Utama
INDONESIA
Conformant
CID001460
Tin
PT REFINED BANGKA TIN
INDONESIA
Conformant
CID001463
Tin
PT Sariwiguna Binasentosa
INDONESIA
Conformant
CID001468
Tin
PT Stanindo Inti Perkasa
INDONESIA
Conformant
CID001477
Tin
PT Timah Tbk Kundur
INDONESIA
Conformant
CID001482
Tin
PT Timah Tbk Mentok
INDONESIA
Conformant
CID001486
Tin
PT Timah Nusantara
INDONESIA
Active
CID001490
Tin
PT Tinindo Inter Nusa
INDONESIA
Non Conformant
CID001493
Tin
PT Tommy Utama
INDONESIA
Conformant
CID001539
Tin
Rui Da Hung
TAIWAN, PROVINCE OF CHINA
Conformant
CID001898
Tin
Thaisarco
THAILAND
Conformant
CID001908
Tin
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
CHINA
Non Conformant
CID002015
Tin
VQB Mineral and Trading Group JSC
VIET NAM
Outreach Required
CID002036
Tin
White Solder Metalurgia e Mineracao Ltda.
BRAZIL
Conformant
CID002158
Tin
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
CHINA
Conformant
CID002180
Tin
Tin Smelting Branch of Yunnan Tin Co., Ltd.
CHINA
Conformant


CID002455
Tin
CV Venus Inti Perkasa
INDONESIA
Conformant
CID002468
Tin
Magnu's Minerais Metais e Ligas Ltda.
BRAZIL
Conformant
CID002478
Tin
PT Tirus Putra Mandiri
INDONESIA
In Communication
CID002500
Tin
Melt Metais e Ligas S.A.
BRAZIL
Non Conformant
CID002503
Tin
PT ATD Makmur Mandiri Jaya
INDONESIA
Conformant
CID002517
Tin
O.M. Manufacturing Philippines, Inc.
PHILIPPINES
Conformant
CID002572
Tin
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company
VIET NAM
Non Conformant
CID002573
Tin
Nghe Tinh Non-Ferrous Metals Joint Stock Company
VIET NAM
Outreach Required
CID002574
Tin
Tuyen Quang Non-Ferrous Metals Joint Stock Company
VIET NAM
Outreach Required
CID002696
Tin
PT Cipta Persada Mulia
INDONESIA
Conformant
CID002703
Tin
An Vinh Joint Stock Mineral Processing Company
VIET NAM
Outreach Required
CID002707
Tin
Resind Industria e Comercio Ltda.
BRAZIL
Conformant
CID002756
Tin
Super Ligas
BRAZIL
Active
CID002773
Tin
Metallo Belgium N.V.
BELGIUM
Conformant
CID002774
Tin
Metallo Spain S.L.U.
SPAIN
Conformant
CID002816
Tin
PT Sukses Inti Makmur
INDONESIA
Conformant
CID002835
Tin
PT Menara Cipta Mulia
INDONESIA
Conformant
CID002857
Tin
Modeltech Sdn Bhd
MALAYSIA
Non Conformant
CID003116
Tin
Guangdong Hanhe Non-Ferrous Metal Co., Ltd.
CHINA
Conformant
CID003190
Tin
Chifeng Dajingzi Tin Industry Co., Ltd.
CHINA
Conformant
CID003205
Tin
PT Bangka Serumpun
INDONESIA
Conformant
CID003208
Tin
Pongpipat Company Limited
MYANMAR
Outreach Required
CID003325
Tin
Tin Technology & Refining
UNITED STATES OF AMERICA
Conformant
CID003356
Tin
Dongguan CiEXPO Environmental Engineering Co., Ltd.
CHINA
Non Conformant
CID003381
Tin
PT Rajawali Rimba Perkasa
INDONESIA
Conformant
CID003387
Tin
Luna Smelter, Ltd.
RWANDA
Conformant
CID003397
Tin
Yunnan Yunfan Non-ferrous Metals Co., Ltd.
CHINA
Non Conformant
CID003409
Tin
Precious Minerals and Smelting Limited
INDIA
Non Conformant
CID003410
Tin
Gejiu City Fuxiang Industry and Trade Co., Ltd.
CHINA
Outreach Required
CID003449
Tin
PT Mitra Sukses Globalindo
INDONESIA
Conformant
CID003486
Tin
CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda
BRAZIL
Conformant
CID003524
Tin
CRM Synergies
SPAIN
Conformant
CID003582
Tin
Fabrica Auricchio Industria e Comercio Ltda.
BRAZIL
Conformant
CID003831
Tin
DS Myanmar
MYANMAR
Conformant
CID003868
Tin
PT Putera Sarana Shakti (PT PSS)
INDONESIA
Conformant
CID000004
Tungsten
A.L.M.T. Corp.
JAPAN
Conformant
CID000105
Tungsten
Kennametal Huntsville
UNITED STATES OF AMERICA
Conformant
CID000218
Tungsten
Guangdong Xianglu Tungsten Co., Ltd.
CHINA
Conformant
CID000258
Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd.
CHINA
Conformant
CID000281
Tungsten
CNMC (Guangxi) PGMA Co., Ltd.
CHINA
Outreach Required
CID000568
Tungsten
Global Tungsten & Powders Corp.
UNITED STATES OF AMERICA
Conformant
CID000767
Tungsten
Hunan Chenzhou Mining Co., Ltd.
CHINA
Conformant
CID000769
Tungsten
Hunan Chunchang Nonferrous Metals Co., Ltd.
CHINA
Non Conformant
CID000825
Tungsten
Japan New Metals Co., Ltd.
JAPAN
Conformant
CID000875
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
CHINA
Conformant
CID000966
Tungsten
Kennametal Fallon
UNITED STATES OF AMERICA
Conformant
CID002044
Tungsten
Wolfram Bergbau und Hutten AG
AUSTRIA
Conformant
CID002082
Tungsten
Xiamen Tungsten Co., Ltd.
CHINA
Conformant


CID002313
Tungsten
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
CHINA
Communication Suspended
CID002315
Tungsten
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
CHINA
Conformant
CID002316
Tungsten
Jiangxi Yaosheng Tungsten Co., Ltd.
CHINA
Conformant
CID002317
Tungsten
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
CHINA
Conformant
CID002318
Tungsten
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
CHINA
Conformant
CID002319
Tungsten
Malipo Haiyu Tungsten Co., Ltd.
CHINA
Conformant
CID002320
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
CHINA
Conformant
CID002321
Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd.
CHINA
Conformant
CID002494
Tungsten
Ganzhou Seadragon W & Mo Co., Ltd.
CHINA
Conformant
CID002502
Tungsten
Asia Tungsten Products Vietnam Ltd.
VIET NAM
Conformant
CID002513
Tungsten
Chenzhou Diamond Tungsten Products Co., Ltd.
CHINA
Conformant
CID002541
Tungsten
H.C. Starck Tungsten GmbH
GERMANY
Conformant
CID002543
Tungsten
Masan High-Tech Materials
VIET NAM
Conformant
CID002550
Tungsten
TANIOBIS Smelting GmbH & Co. KG
GERMANY
Conformant
CID002551
Tungsten
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
CHINA
Conformant
CID002589
Tungsten
Niagara Refining LLC
UNITED STATES OF AMERICA
Conformant
CID002641
Tungsten
China Molybdenum Tungsten Co., Ltd.
CHINA
Conformant
CID002645
Tungsten
Ganzhou Haichuang Tungsten Co., Ltd.
CHINA
Conformant
CID002649
Tungsten
Hydrometallurg, JSC
RUSSIAN FEDERATION
Due Diligence Review
CID002724
Tungsten
Unecha Refractory metals plant
RUSSIAN FEDERATION
Non Conformant
CID002827
Tungsten
Philippine Chuangxin Industrial Co., Inc.
PHILIPPINES
Conformant
CID002833
Tungsten
ACL Metais Eireli
BRAZIL
Non Conformant
CID002845
Tungsten
Moliren Ltd.
RUSSIAN FEDERATION
Due Diligence Review
CID003401
Tungsten
Fujian Ganmin RareMetal Co., Ltd.
CHINA
Conformant
CID003407
Tungsten
Lianyou Metals Co., Ltd.
TAIWAN, PROVINCE OF CHINA
Conformant
CID003408
Tungsten
JSC "Kirovgrad Hard Alloys Plant"
RUSSIAN FEDERATION
Due Diligence Review
CID003416
Tungsten
NPP Tyazhmetprom LLC
RUSSIAN FEDERATION
Due Diligence Review
CID003417
Tungsten
Jingmen Dewei GEM Tungsten Resources Recycling Co., Ltd.
CHINA
Conformant
CID003427
Tungsten
Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.
BRAZIL
Non Conformant
CID003468
Tungsten
Cronimet Brasil Ltda
BRAZIL
Conformant
CID003553
Tungsten
Artek LLC
RUSSIAN FEDERATION
Due Diligence Review
CID003609
Tungsten
Fujian Xinlu Tungsten
CHINA
Conformant
CID003612
Tungsten
OOO “Technolom” 2
RUSSIAN FEDERATION
Due Diligence Review
CID003614
Tungsten
OOO “Technolom” 1
RUSSIAN FEDERATION
Due Diligence Review
CID003643
Tungsten
LLC Vostok
RUSSIAN FEDERATION
Due Diligence Review
CID003662
Tungsten
YUDU ANSHENG TUNGSTEN CO., LTD.
CHINA
Outreach Required
CID003978
Tungsten
HANNAE FOR T Co., Ltd.
KOREA, REPUBLIC OF
Outreach Required