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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): September 21, 2021
qtm-20210921_g1.jpg
Quantum Corporation
(Exact name of registrant as specified in its charter)
Delaware001-1344994-2665054
(State or other jurisdiction of incorporation or organization)(Commission File No.)(I.R.S. Employer Identification No.)
224 Airport ParkwaySuite 550
San JoseCA95110
(Address of Principal Executive Offices)(Zip Code)

(408)944-4000
Registrant's telephone number, including area code
(Former name, former address and former fiscal year, if changed since last report)

Securities registered pursuant to Section 12(b) of the Act:

Title of each classTrading SymbolName of each exchange on which registered
Common Stock, $0.01 par value per shareQMCONasdaq Global Market


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐






































Item 5.07 Submission of Matters to a Vote of Security Holders.

The following is a brief description of each matter submitted to a vote at the Annual Meeting of the stockholders of Quantum Corporation (the “Company”) held on September 21, 2021, as well as the number of votes with respect to each matter. For more information about these proposals, please refer to the Company’s definitive proxy statement on Schedule 14A filed with the SEC on July 28, 2021.

Proposal 1. The following directors were elected to serve until the 2022 annual meeting or until their successors are elected and duly qualified:

For
Against
Abstain
Broker Non-Votes
Rebecca J. Jacoby
33,568,426
1,279,259
14,186
11,383,325
James J. Lerner
34,498,786
350,708
12,377
11,383,325
Raghavendra Rau
34,507,900
338,151
15,820
11,383,325
Marc E. Rothman
34,461,572
384,914
15,385
11,383,325
Yue Zhou ("Emily") White
34,475,533
370,505
15,833
11,383,325


Proposal 2. The appointment of Armanino LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2022 was ratified.

For
Against
Abstain
46,004,544
187,641
53,011


Proposal 3. The compensation of the named executive officers of the Company was approved, on an advisory basis.

For
Against
Abstain
Broker Non-Votes
33,174,208
320,139
1,367,524
11,383,325

Proposal 4. The amendment and restatement to the Company’s 2012 Long-Term Incentive Plan was approved.

For
Against
Abstain
Broker Non-Votes
17,936,011
16,907,591
18,269
11,383,325



SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Quantum Corporation
(Registrant)
 
September 27, 2021/s/ J. Michael Dodson
(Date)J. Michael Dodson
Chief Financial Officer
(Principal Financial Officer)