SEC Filings
Form 10-K
QUANTUM CORP /DE/ filed this Form 10-K on 06/14/2012
Document Outline
Entire Document (3043.2 KB)
Subdocument 1 - 10-K - ANNUAL REPORT
Page 1 - SECURITIES AND EXCHANGE COMMISSION
Page 2 - INDEX
Page 3 - PART I
Page 4 - Industry Background
Page 5 - StorNext Appliances
Page 6 - Devices and Media
Page 7 - Research and Development
Page 8 - Competition
Page 9 - Seasonality
Page 10 - Management Team
Page 11 - Mr. Martella
Page 12 - Our operating results depend on a limited number of products and on new product introductions, which
Page 13 - Competition may intensify in the big data and archive market as a result of competitors introducing
Page 14 - Our royalties, branded software and OEM deduplication software revenues are relatively profitable an
Page 15 - We continue to face risks related to the slow economic recovery.
Page 16 - Economic or other business factors may lead us to write down the carrying amount of our goodwill or
Page 17 - Our quarterly operating results could fluctuate significantly, and past quarterly operating results
Page 18 - Because we may order components from suppliers in advance of receipt of customer orders for our prod
Page 19 - Financial condition and stability
Page 20 - Our design and production processes are subject to safety and environmental regulations which could
Page 21 - We must maintain appropriate levels of service parts inventories. If we do not have sufficient servi
Page 22 - Our capital structure includes debt, which imposes upon us debt service obligations and our credit f
Page 23 - If the future outcomes related to the estimates used in recording tax liabilities to various taxing
Page 24 - ITEM 2. PROPERTIES
Page 25 - PART II
Page 26 - COMPARISON OF 5 YEAR CUMULATIVE TOTAL RETURN*
Page 27 - OVERVIEW
Page 28 - Results
Page 29 - RESULTS OF OPERATIONS FOR FISCAL 2012, 2011 AND 2010
Page 30 - Fiscal 2011 Compared to Fiscal 2010
Page 31 - Royalty Revenue
Page 32 - Fiscal 2011 Compared to Fiscal 2010
Page 33 - Fiscal 2011 Compared to Fiscal 2010
Page 34 - Fiscal 2011 Compared to Fiscal 2010
Page 35 - Other Income and Expense
Page 36 - Gain (Loss) on Debt Extinguishment, Net
Page 37 - Share-Based Compensation
Page 38 - Fiscal 2011
Page 39 - N/A
Page 40 - Off Balance Sheet Arrangements
Page 41 - CRITICAL ACCOUNTING ESTIMATES AND POLICIES
Page 42 - Inventory Allowances
Page 43 - Accrued Warranty
Page 44 - ITEM 7A. QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK
Page 45 - ITEM 8. FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA
Page 46 - Report of Independent Registered Public Accounting Firm
Page 47 - QUANTUM CORPORATION
Page 48 - QUANTUM CORPORATION
Page 49 - QUANTUM CORPORATION
Page 50 - QUANTUM CORPORATION
Page 51 - QUANTUM CORPORATION
Page 52 - QUANTUM CORPORATION
Page 53 - Product Revenue Software
Page 54 - Shipping and Handling Fees
Page 55 - Income Taxes
Page 56 - Service Parts Inventories
Page 57 - Accrued Warranty
Page 58 - Risks and Uncertainties
Page 59 - Recently Adopted Accounting Pronouncements
Page 60 - N/A
Page 61 - NOTE 5: INTANGIBLE ASSETS AND GOODWILL
Page 62 - Goodwill
Page 63 - NOTE 6: ACCRUED WARRANTY
Page 64 - Credit Suisse Credit Agreement
Page 65 - 4.375% Notes Issued July 2003
Page 66 - Debt Maturities
Page 67 - Fiscal 2010
Page 68 - NOTE 9: STOCK INCENTIVE PLANS AND SHARE-BASED COMPENSATION
Page 69 - Determining Fair Value
Page 70 - Share-Based Compensation Expense
Page 71 - Stock Activity
Page 72 - Restricted Stock
Page 73 - N/A
Page 74 - NOTE 12: NET INCOME (LOSS) PER SHARE
Page 75 - Net Income (Loss) per Share
Page 76 - Commitments to Purchase Inventory
Page 77 - NOTE 14: GEOGRAPHIC AND CUSTOMER INFORMATION
Page 78 - SCHEDULE II
Page 79 - Limitations on Effectiveness of Controls
Page 80 - ITEM 11. EXECUTIVE COMPENSATION
Page 81 - ITEM 14. PRINCIPAL ACCOUNTING FEES AND SERVICES
Page 82 - N/A
Page 83 - N/A
Page 84 - N/A
Page 85 - SIGNATURE
Page 86 - POWER OF ATTORNEY
Subdocument 2 - EX-10.22 - CREDIT AGREEMENT, DATED MARCH 29, 2012
Page 1 - N/A
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - EXHIBITS AND SCHEDULES
Page 7 - CREDIT AGREEMENT
Page 8 - Code
Page 9 - Time References
Page 10 - Intentionally Omitted]
Page 11 - Making of Revolving Loans
Page 12 - Protective Advances and Optional Overadvances
Page 13 - Extraordinary Advance
Page 14 - Settlement
Page 15 - Section 2.3(e)
Page 16 - Section 3.2
Page 17 - Section 2.3(g)(ii)
Page 18 - Payments; Reductions of Revolver Commitments; Prepayments
Page 19 - first
Page 20 - Section 2.4(b)(ii)
Page 21 - Reduction of Revolver Commitments
Page 22 - Application of Payments
Page 23 - Payment
Page 24 - Computation
Page 25 - Maintenance of Loan Account; Statements of Obligations
Page 26 - Letters of Credit
Page 27 - Section 2.3(g)(ii)
Page 28 - provided
Page 29 - Section 16
Page 30 - Section 2.11(h)
Page 31 - N/A
Page 32 - provided
Page 33 - Section 2.11
Page 34 - Funding Losses
Page 35 - No Requirement of Matched Funding
Page 36 - Section 2.11(k)
Page 37 - CONDITIONS; TERM OF AGREEMENT.
Page 38 - Early Termination by Borrower
Page 39 - Schedule 4.1(c)
Page 40 - Governmental Consents
Page 41 - Schedule 4.6(b)
Page 42 - Complete Disclosure
Page 43 - Indebtedness
Page 44 - Immaterial Subsidiaries
Page 45 - Inventory Records
Page 46 - Maintenance of Properties
Page 47 - Inspection
Page 48 - Disclosure Updates
Page 49 - Further Assurances
Page 50 - Cash Management
Page 51 - Section 6.4
Page 52 - Section 7(a)
Page 53 - Restricted Payments
Page 54 - Investments; Controlled Investments
Page 55 - Section 6.3
Page 56 - FINANCIAL COVENANTS.
Page 57 - Sections 5.3
Page 58 - Representations, etc
Page 59 - Section 8.4
Page 60 - The Lender Group's Liability for Collateral
Page 61 - NOTICES.
Page 62 - CHOICE OF LAW AND VENUE; JURY TRIAL WAIVER; JUDICIAL REFERENCE PROVISION.
Page 63 - THE PARTIES HERETO HEREBY IRREVOCABLY AND UNCONDITIONALLY SUBMIT TO THE EXCLUSIVE JURISDICTION OF TH
Page 64 - THE FOLLOWING MATTERS SHALL NOT BE SUBJECT TO A GENERAL REFERENCE PROCEEDING: (A) NON-JUDICIAL FOREC
Page 65 - THE REFEREE SHALL APPLY THE RULES OF EVIDENCE APPLICABLE TO PROCEEDINGS AT LAW IN THE STATE OF CALIF
Page 66 - provided,
Page 67 - pro tanto
Page 68 - Section 17.9
Page 69 - Participant Register
Page 70 - AMENDMENTS; WAIVERS.
Page 71 - Section 15
Page 72 - Section 13.1
Page 73 - AGENT; THE LENDER GROUP.
Page 74 - Reliance by Agent
Page 75 - Credit Decision
Page 76 - Agent in Individual Capacity
Page 77 - Lender in Individual Capacity
Page 78 - Collateral Matters
Page 79 - Restrictions on Actions by Lenders; Sharing of Payments
Page 80 - Payments by Agent to the Lenders
Page 81 - Several Obligations; No Liability
Page 82 - Exemptions
Page 83 - provided
Page 84 - Section 16
Page 85 - Interpretation
Page 86 - Debtor-Creditor Relationship
Page 87 - Confidentiality
Page 88 - Borrower Materials
Page 89 - Integration
Page 90 - IN WITNESS WHEREOF
Page 91 - Schedule 1.1
Page 92 - Affiliate
Page 93 - Application Event
Page 94 - Bank Product Obligations
Page 95 - Board of Governors
Page 96 - Capital Expenditures
Page 97 - CFC
Page 98 - Compliance Certificate
Page 99 - Defaulting Lender
Page 100 - Dollar Equivalent
Page 101 - N/A
Page 102 - Reference Period
Page 103 - Environmental Liabilities
Page 104 - Excluded Taxes
Page 105 - Fixed Charge Coverage Ratio
Page 106 - Funding Losses
Page 107 - Immaterial Subsidiary
Page 108 - Intercompany Subordination Agreement
Page 109 - ISP
Page 110 - Lender Group Expenses
Page 111 - Letter of Credit Disbursement
Page 112 - Liquidity
Page 113 - Moody's
Page 114 - Non-Consenting Lender
Page 115 - Overadvance
Page 116 - Section 7(a)
Page 117 - Section 6.10
Page 118 - Permitted Earnouts
Page 119 - Section 7(a)
Page 120 - provided
Page 121 - Permitted Investments
Page 122 - Section 6.3
Page 123 - N/A
Page 124 - Permitted Protest
Page 125 - Pro Rata Share
Page 126 - Qualified Equity Interest
Page 127 - Register
Page 128 - Restricted Payment
Page 129 - SEC
Page 130 - Subsidiary
Page 131 - United States
Page 132 - Schedule 3.1
Page 133 - Section 5.6
Page 134 - N/A
Page 135 - Schedule 5.1
Page 136 - N/A
Page 137 - Schedule 5.2
Subdocument 3 - EX-12.1 - RATIO OF EARNINGS TO FIXED CHARGES
Page 1 - QUANTUM CORPORATION
Subdocument 4 - EX-21 - QUANTUM SUBSIDIARIES
Page 1 - QUANTUM CORPORATION
Subdocument 5 - EX-23 - CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Page 1 - CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Subdocument 6 - EX-31.1 - CERTIFICATION OF THE CHIEF EXECUTIVE OFFICER
Page 1 - N/A
Subdocument 7 - EX-31.2 - CERTIFICATION OF THE CHIEF FINANCIAL OFFICER PURSUANT
Page 1 - N/A
Subdocument 8 - EX-32.1 - CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO 18 U.S.C. SECTION 1350
Page 1 - N/A
Subdocument 9 - EX-32.2 - CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350
Page 1 - N/A
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