SEC Filings
Form 8-K
QUANTUM CORP /DE/ filed this Form 8-K on 05/31/2019
Document Outline
Entire Document (327.1 KB)
Subdocument 1 - 8-K - 8-K
Page 1 - UNITED STATES
Page 2 - N/A
Page 3 - SIGNATURES
Subdocument 2 - EX-99.1 - EX-99.1
Page 1 - Exhibit 99.1
Page 2 - PLEASE READ THIS NOTICE CAREFULLY AND IN ITS ENTIRETY AS YOUR RIGHTS MAY BE AFFECTED BY PROCEEDINGS
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Page 8 - N/A
Page 9 - N/A
Page 10 - PLEASE DO NOT CONTACT THE COURT OR THE CLERK S OFFICE REGARDING THIS NOTICE.
Subdocument 3 - EX-99.2 - EX-99.2
Page 1 - Exhibit 99.2
Page 2 - STIPULATION AND AGREEMENT OF SETTLEMENT
Page 3 - N/A
Page 4 - II. SETTLEMENT NEGOTIATIONS
Page 5 - III. CLAIMS OF PLAINTIFF AND BENEFITS OF SETTLEMENT
Page 6 - IV. INDIVIDUAL DEFENDANTS DENIALS OF WRONGDOING AND LIABILITY
Page 7 - V. TERMS OF STIPULATION AND AGREEMENT OF SETTLEMENT
Page 8 - Exhibit E attached hereto: (1) the expiration of the time to file a notice of appeal from the Judgme
Page 9 - N/A
Page 10 - Exhibit D attached hereto.
Page 11 - A GENERAL RELEASE DOES NOT EXTEND TO CLAIMS THAT THE CREDITOR OR RELEASING PARTY DOES NOT KNOW OR SU
Page 12 - 2. Adoption of Corporate Governance Reforms and Acknowledgement of Benefits Resulting from the Deriv
Page 13 - Exhibit C.
Page 14 - 4. Plaintiff s Counsel s Separately Negotiated Attorneys Fees and Expenses
Page 15 - 5. Releases
Page 16 - 6. Conditions of Settlement; Effect of Disapproval, Cancellation, or Termination
Page 17 - 7. Bankruptcy
Page 18 - 8. Miscellaneous Provisions
Page 19 - N/A
Page 20 - N/A
Page 21 - N/A
Page 22 - N/A
Page 23 - N/A
Page 24 - EXHIBIT A
Page 25 - c. has no personal service contracts with the Company, or any member of the Company s senior managem
Page 26 - a. Absent extraordinary circumstances, all directors shall be required to attend the Company s annua
Page 27 - 1. Establish controls and other procedures that are designed to ensure that information required to
Page 28 - 5. Review each Exchange Act periodic report prior to filing with the SEC to assess the quality and c
Page 29 - 1. If the Board determines that knowing misconduct by the CEO or CFO has occurred and caused such re
Page 30 - 2. Managing and overseeing Quantum s Corporate Governance Principles and related programs already in
Page 31 - 1. Employees shall be advised that they need not report concerns directly to the Company, and have t
Page 32 - 2. If you are asked to improperly report revenue, or falsify any other records related to compliance
Page 33 - SUPERIOR COURT OF THE STATE OF CALIFORNIA
Page 34 - N/A
Page 35 - N/A
Page 36 - N/A
Page 37 - IT IS SO ORDERED.
Page 38 - SUPERIOR COURT OF THE STATE OF CALIFORNIA
Page 39 - PLEASE READ THIS NOTICE CAREFULLY AND IN ITS ENTIRETY AS YOUR RIGHTS MAY BE AFFECTED BY PROCEEDINGS
Page 40 - N/A
Page 41 - N/A
Page 42 - N/A
Page 43 - N/A
Page 44 - N/A
Page 45 - N/A
Page 46 - N/A
Page 47 - PLEASE DO NOT CONTACT THE COURT OR THE CLERK S OFFICE REGARDING THIS NOTICE.
Page 48 - SUPERIOR COURT OF THE STATE OF CALIFORNIA
Page 49 - N/A
Page 50 - PLEASE DO NOT CALL OR WRITE THE COURT OR QUANTUM REGARDING THIS SUMMARY NOTICE
Page 51 - SUPERIOR COURT OF THE STATE OF CALIFORNIA
Page 52 - IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that:
Page 53 - N/A
Page 54 - N/A